Insurance Regulatory Compliance - FL Agents
Total Credits: 1 including 1 CE Credit
- Average Rating:
- Not yet rated
- Categories:
- Commercial Lines | Homeowners | Personal Lines | Professional Development
- Speaker:
- Greg Thomas, MS-RMI, CPCU, CLU, FLMI, CPM, ASLI, AIC, ACS
- Course Levels:
- Intermediate
- Duration:
- 1 Hour
Description
Insurance agents don't usually intend to violate the law-but violations happen every day. This class helps agents understand where others have gone wrong, why regulators take action, and how to avoid the mistakes that have put insurance licensees in hot water over the years.
Basic Course Information
Learning Objectives- Understand Florida's agent and agency licensing requirements and related compliance obligations
- Identify the permitted duties and limitations of 4-40 customer representatives
- Recognize unfair trade practices and actions that can result in fines or license discipline
Major Subjects
- Agent and agency licensing laws and penalties for unlicensed activity
- Role, authority, and restrictions of the 4-40 customer representative
- Continuing education requirements and compliance enforcement
- Unfair trade practices, regulatory violations, and license disciplinary actions
Course Materials
| Important CE_Credit Instructions_ABEN (752.6 KB) | Available after Purchase | ||
| Insurance Regulatory Compliance - Timed Outline (29.1 KB) | Available after Purchase | ||
| Insurance Regulatory Compliance - Handout (236.8 KB) | Available after Purchase | ||
Speaker
Greg Thomas, MS-RMI, CPCU, CLU, FLMI, CPM, ASLI, AIC, ACS Related Seminars and Products
Florida Association of Insurance Agents
Greg Thomas serves as Director of Professional Development with the Florida Association of Insurance Agents (FAIA). Prior to joining FAIA, he had a distinguished career as a state insurance regulator. During his time as regulator, he served as Director of Insurance Agent & Agency Services and Director of Consumer Services, within the Department of Financial Services (DFS). His responsibilities in those roles included the licensing and oversight of all insurance agents, agencies, and adjusters in the state of Florida. He also led the Department’s alternative dispute programs, licensing and consumer call centers and the consumer complaints section.
Greg earned his master’s degree in risk management & insurance from Florida State University and has earned multiple professional designations in insurance, including Chartered Property Casualty Underwriter (CPCU), Chartered Life Underwriter (CLU), and Fellow, Life Management Institute (FLMI).
Greg has 39 years of experience in the insurance industry, including 6 years as an agent and 33 years as a regulator. He is licensed as a General Lines Property & Casualty Insurance Agent and a Life & Health Insurance Agent.
Dates
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Mon, Apr 06, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Apr 23, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, May 04, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, May 28, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, Jun 01, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Jun 25, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, Jul 06, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Jul 23, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, Aug 03, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Aug 27, 2026 - 10:00 AM to 10:56 AM EDT
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Tue, Sep 08, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Sep 24, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, Oct 05, 2026 - 1:00 PM to 1:56 PM EDT
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Thu, Oct 22, 2026 - 10:00 AM to 10:56 AM EDT
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Mon, Nov 02, 2026 - 1:00 PM to 1:56 PM EST
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Thu, Nov 19, 2026 - 10:00 AM to 10:56 AM EST
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Mon, Dec 07, 2026 - 1:00 PM to 1:56 PM EST
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Thu, Dec 24, 2026 - 10:00 AM to 10:56 AM EST
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